Senior Compliance Officer

Firmenprofil

Our client is a globally active bank with the focus on corporate banking and direct banking. Due to growth and higher regulatory requirements we are looking for an experienced Compliance Offer (m/f).

Position

• Manage the establishment of the banks compliance risk policy, monitor systems and controls
• Legal and Regulatory obligations, including codes of conduct, affecting banking operations
• Money laundering risks including KYC requirements and obligations and sanctions policy under international anti-terrorism provisions
• Monitoring and advise in terms of suitability and unfair treatment risks, inducement risks, conflicts of interest risks, market abuse risks, transparency risks
• Licensing/cross-jurisdictional regulations & restrictions
• Regularly verify the adequacy of the banks policies and procedures to ensure compliance with up-to-date legislation.
• Implementation and control of compliance related policies
• Give independent advice to the business on transactional compliance issues
• Manage bank-wide communications and risk assessments on all relevant upcoming European Legislation and local Regulation
• Provide functional leadership to local businesses and compliance staff
• Identify and implement a compliance risk measurements tool and implement an issue escalation
• Co-ordinate, advise and report on compliance issues to the local (applicable) Management Committee and represent compliance at these meetings.
• Develop significant compliance measurement goals, deliver Risk Analysis and quarterly reports. Provide monthly activity reports to
• senior management and regular incident reporting to Group Compliance
• Taking on the role of Money Laundering Officer

Profil

• University degree in a Legal or banking related qualification with a major in Compliance
• Minimum 10 years of experience in Banking in a Senior Compliance or Legal Role including managerial responsibilities and functional leadership
• In-depth understanding of the Local and European Financial Services Regulatory environment
• Good knowledge and understanding of local legislation.
• Knowledge of the marketplace and is informed on general economic issues
• Proven track record of consistently reviewing and improving the quality of services, processes and practices to maximise the banks compliance requirements
• Experience in managing and delivering on a compliance monitoring programme is necessary
• Good report writing skills essential
• Ability to manage the requirements of a data access request as they are received into the Bank
• Experienced in both retail and wholesale banking
• Experience in dealing with local authorities in relation to money laundering reports and court orders required
• Business fluent in german and english

Interessiert?

Dann senden Sie Ihre Online-Bewerbung bitte direkt über folgenden Link.